Handouts

Overall Survey | CEU Application | Conference Brochure

RIM 101: Managing Risk and Designing a Compliant Information Management Plan

Jacki Cheslow, CCEP-I Global Compliance Program Leader IEEE

• While we live in the Information Age, not all information created or received is equal.
• This session will focus on building a compliant and legally defensible plan to manage your records and information.
• During the session we will explore the record & information lifecycle, General Accepted Accounting Principles and the steps required to design a compliant and legally defensible record retention plan.

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Evaluation

Current Developments in Ethical Considerations for Compliance Officers and Attorneys

Ted Banks Partner Scharf Banks Marmor LLC

• What are the ethical considerations that face anyone involved in compliance activities, whether or not they are attorneys?
• What are some of the recent developments over the last year, including situations where compliance officers or attorneys have made whistleblower claims?
• How do developments in other areas, such as COVID-19 and racial justice, pose new ethical concerns for lawyers and compliance officers?

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Evaluation

Promoting Social Equity: Can Compliance Succeed?

Amy E. McDougal President CLEAResources, LLC
Jason B. Meyer President LeadGood, LLC

• We will address the challenges that have faced compliance from #MeToo and what we can learn from that in promoting social equity in the workplace, the crucial role of whistleblowing in prevention, detection, and response to discrimination and harassment;
• The challenges of impacting corporate culture on social equity issues with a remote workforce and pandemic prevention measures in place, and
• Avoiding knee-jerk reactions to social equity issues that create other legal and compliance issues

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Evaluation

The Compliance Officer’s Guide to Keeping Calm and Carrying On: Strategies and Tools for Thriving in a Stressful Profession

Diana L. Trevley Senior Compliance Counsel CyberArk
Lisa Beth B. Lentini CEO and Founder Lumen Worldwide Endeavors SCCE & HCCA Board Member

• Share and discuss the unique challenges and stressors facing compliance officers in today’s corporate world.
• Learn simple but effective life hacks for managing burnout, jet lag, crises, and crying babies (of both the corporate and infant variety).
• Discover the science behind the mindfulness, meditation, and gratitude practices that helped transform one company’s compliance team.

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Evaluation

Are Virtual Vendor Audits Here to Stay?

Janet Himmelreich

Managing Director 3Comply

• Pros/Cons of a Virtual Vendor Audit
• Impacts of a Down Business Cycle
• Tips on Making a Virtual Audit Successful

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Evaluation

Compliance & Ethics Programs and the Use of Incentives: Why it Matters for Effectiveness

Joseph E. Murphy Senior Advisor Compliance Strategists

• Value of incentives and why ignoring them can doom your program
• Risks and impact of company incentive programs and the role of Compliance
• Implementing meaningful incentives into your Compliance & Ethics Program

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Evaluation

 

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