Welcome to Compliance Auditing & Monitoring

9:00 – 10:00 am Don't Let Red Flags Go Undetected: Anti-corruption Compliance Auditing
9:00 – 10:00 am Is Your Hotline Hot? Discovering Tools for Auditing and Monitoring
10:15 – 11:15 am You Can’t Manage What You Can’t Measure: How Compliance Can Seize Business Benefits and Meet Regulator Expectations from Establishing, Monitoring, and Auditing ESG Metrics
10:15 – 11:15 am Proactive Auditing and Monitoring - Ways to Ensure Your Compliance Program Is Effective
11:30 am – 12:30 pm Compliance Auditing - Three Objectives Approach
11:30 am – 12:30 pm Auditing & Monitoring the Deep Dive - Breaking the Cycle While Improving Process
1:15 – 2:15 pm Effective KPI Dashboards and Compliance Metrics
1:15 – 2:15 pm When Crossing the Line Is a Good Thing: The Role of Compliance and Collaboration in the Three Lines Model
2:30 – 3:30 pm  Real-Time Transaction Monitoring: Satisfying Regulatory Expectations of Immediate Detection of Wrongdoing
2:30 – 3:30 pm  Developing an Audit Engagement Scope and Approach: Audit Skills 2.0

 

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