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Welcome to the Compliance Risk Assessment and Management workshop

Session presentations and supplemental handouts 

A PDF version of each presentation and any additional speaker handouts can be found using the link below.

 Conference Presentations

Tuesday, September 13

9:00 – 10:15 am Introduction
10:30 – 11:45 am Identification of Compliance Risks
12:45 - 2:00 pm Risk Appetite and Tolerance
2:15 - 3:45 pm Assessing Severity

Wednesday, September 14

9:00 – 10:30 am Assessing Internal Controls over Compliance
10:45 am – 12:00 pm Risk Response and Mitigation
1:00 - 2:00 pm Completing the CRM Cycle
2:15 - 3:15 pm Final Considerations

Earning CEUs  

We will be offering live Compliance Certification Board (CCB)® Continuing Education Units (CEUs) for participation. To receive credit for earned CEUs, you must submit the completed form following the conference. *Only registered attendees are eligible to request CEUs for participation.

Access the CEU Application


Please note, If your firewall is restricting access to the main conference web pages and you opt to use these links for alternative access, we will not be able to actively monitor your attendance nor will you receive the routine attendance prompts.

 ccb logos

The Compliance Certification Board (CCB) does not require active attendance monitoring for their certifications (CHC, CHPC, CHRC, CCEP, CCEP-I, etc.,). If you are looking to obtain CEUs for any of these certification, you do not need to participate in the active attendance monitoring however, as is required for all attendees, you will need to fill out the CEU application form that will be emailed to you following the conference.

Please reach out to ccb@compliancecertification.org for further information.