Investigation Basics
Meric Bloch
• Ethics, fairness, and confidentiality
• Evidence and burdens of proof
• Attorney-client privilege
Presentation
Evaluation
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Planning the Investigation
Meric Bloch & Al Gagne
• Assessing the initial report
• Determining whether an investigations is needed
• Developing an investigation strategy and plan
Presentation
Evaluation
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Gathering Evidence & Documentation Issues
Al Gagne
• Getting the paper and record trail in order
• Utilizing and managing relevant documents
• Developing and using standard policies, procedures, and forms for investigations
Presentation
Evaluation
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Conducting Interviews
Meric Bloch
• Preparing for interviews
• Types of questions & assessing credibility
• Tips for effective interviewing
Presentation
Evaluation
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Reporting Results
Al Gagne
• Key elements of a good report
• Practical tips for report-writing
• Reporting to management, the board, and third parties
Presentation
Evaluation
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After the Investigation
Meric Bloch & Al Gagne
• Identifying and fixing internal control issues and other problems
• Remediation plans
• Lessons learned from the investigation
Presentation
Evaluation
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